Regulatory and Compliance

Washington, DC : AmLaw100 firm is seeking aRegulatory and Compliance Associate with 1-3 years’ experience particularly as it relates to FinTech companies such as crypto currency, crowd funding, peer lending and securities trading platforms.  The successful candidate should have experience with private placements including term sheets, risk factors, and subscription agreements. The candidate should have knowledge of investment adviser, broker-dealer and/or other securities and financial services regulations in the context of block chain and initial coin offerings. Washington, DC

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