New York, NY: An international law firm seeks a highly qualified junior to mid-level associate with comparable law firm, SEC or industry experience to join their Investment Management practice. The position involves counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, policies and procedures, advertising and marketing, regulatory examinations and the development of new products and services. Qualified candidates must have familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law. The ideal candidate will also have prior experience counseling advisers that manage private funds on regulatory matters.
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